CAPL personnel have experience in providing expert guidance and preparing reports for litigation and regulatory hearing purposes. We can guide litigators on compliance, conduct and competence issues arising from disputes ...

CAPL can support mortgage and lending sector entities by developing tailored compliance policies, including anti-money laundering, know your client, suitability, privacy, cybersecurity and comprehensive general compliance policies.

Benefit from our Regulatory Expertise CAPL Compliance reviews your firm’s compliance framework and provides our guidance and recommendations, with a focus on achieving operational efficiencies wherever possible. Our recommendations are ...

CAPL Compliance provides informed ongoing compliance support, helping you achieve peace of mind in the ever-evolving regulatory environment.  We begin by reviewing your firm’s compliance policies and procedures manual and ...

We provide up-to-date private narrated training for your employees that can delivered remotely. Training modules are tailored to your firm’s business model and policies. ​As new requirements pop up and ...