We provide up-to-date private narrated training for your employees that can delivered remotely.

Training modules are tailored to your firm’s business model and policies.

​As new requirements pop up and existing guidance changes, we are continually revising and adding to our training library. Training sessions include Anti-Money Laundering, Know Your Client (KYC) /Know Your Product (KYP) and Suitability, Marketing, Privacy, Anti-Spam Legislation and Dealing with Senior and Vulnerable Clients.

REGULATORY AUDIT SUPPORT ​

SGD has substantial regulatory and industry experience. We provide the necessary support to your firm to:

• ​Prepare for a compliance interview
• Respond to a compliance examination report
• Prepare and compile regulatory submissions